Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Lee Rochleau | 1121995 | 2 | 04/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Joaquim Garcia | 4712182 | 1 | 04/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Ronald Peterson | 4328496 | 2 | 04/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregg Thomas Defilippi | 4252616 | 2 | 04/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerry Moy Look | 1422925 | 2 | 04/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Anthony Lewis | 4068370 | 1 | 04/06/2009 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Ward Everett Wallace | 3004978 | 1 | 04/03/2009 | Customer Dispute | Denied | $28,380.00 | $0.00 | See FINRA Report |
| Brian Mark Kaiser | 3011904 | 1 | 04/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Donald Cicioni | 3159486 | 2 | 04/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Ray Fluty | 3272264 | 3 | 04/01/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |