Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Teresa Kay Cowden | 1461191 | 3 | 08/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Earl Hale | 4458129 | 1 | 08/12/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Bradford Daniel Goon | 5538220 | 1 | 07/25/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Judith G Vaughn | 1419974 | 1 | 07/18/2011 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
Jahnnie Alan Brake | 4595531 | 1 | 06/27/2011 | Customer Dispute | Denied | $25,687.00 | $0.00 | See FINRA Report |
Gregory James Buboltz | 5150470 | 1 | 05/24/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Dana Irene Leary | 1964515 | 3 | 04/21/2011 | Customer Dispute | Denied | $6,843.75 | $0.00 | See FINRA Report |
Kyle Nathan Tefft | 5677114 | 1 | 04/07/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Kevin J Kaiser | 2390007 | 1 | 03/22/2011 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
James Frederick Smith | 1191832 | 1 | 03/17/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |