Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rick Lee Fraser | 5310436 | 3 | 04/24/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Kyle Thomas Johnson | 5480829 | 3 | 04/15/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Rick Lee Fraser | 5310436 | 3 | 04/11/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Michael K Coldwell | 4409113 | 4 | 04/08/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
Russell Carl Braun | 4568014 | 1 | 04/08/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Harold Lee Tinsley | 5706013 | 1 | 03/11/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
William John Petersen | 4273749 | 1 | 02/22/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Sammy Joe Wells | 2828406 | 1 | 01/30/2013 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
Joseph F Cunha | 4863342 | 1 | 01/22/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Jeremiah Joseph Haun | 6025872 | 1 | 01/14/2013 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |