Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Allen Spafford | 2454109 | 1 | 08/03/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Joseph Neil Headlee | 4252883 | 2 | 07/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Griffin Lee Johnson | 5921522 | 1 | 07/15/2015 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
Thomas Frankel | 2341311 | 1 | 06/02/2015 | Customer Dispute | Denied | $155,000.00 | $0.00 | See FINRA Report |
Christian Yates | 6112848 | 1 | 05/29/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Troy Michael Nelson | 3077843 | 3 | 04/24/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
David Kenneth English | 4544678 | 2 | 04/24/2015 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
Matthew Wendt Ritter | 4128403 | 1 | 03/25/2015 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
Bryan Andrew Copeland | 4629921 | 1 | 02/23/2015 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
Billy Ray Miller | 1644439 | 1 | 02/09/2015 | Customer Dispute | Denied | $16,815.00 | $0.00 | See FINRA Report |