Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Excell | 5983981 | 1 | 10/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Lattimer | 4395927 | 1 | 09/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Gilbride | 1216940 | 2 | 09/02/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Rose | 4711678 | 1 | 08/11/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zhiwei Jiang | 6832883 | 2 | 08/07/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Sheryl Ann Rains | 4412761 | 1 | 08/04/2020 | Customer Dispute | Denied | $38,179.00 | $0.00 | See FINRA Report |
| Michael A Millage | 6137376 | 1 | 07/23/2020 | Customer Dispute | Denied | $30,685.00 | $0.00 | See FINRA Report |
| Michelle Anne Willingham | 6247172 | 2 | 07/17/2020 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
| Al Quintana | 6879347 | 1 | 07/16/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Steven Peterson | 5854571 | 1 | 06/30/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |