Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Allen Reid | 2008447 | 3 | 05/22/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Gary Wayne Nagy | 3149289 | 1 | 05/22/2000 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
Raymond John Ponnath | 2198068 | 2 | 05/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Glen Aaron Roter | 2598635 | 1 | 05/03/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Carol Lee Mawhorr | 2126195 | 3 | 04/20/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Phillip David Biffle | 1780353 | 7 | 04/20/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Mark D Quinn | 2987033 | 1 | 04/19/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Shawn D Wall | 2181312 | 1 | 04/10/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Fred J Minich | 1501414 | 1 | 04/10/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Patrick James Finnegan | 2317268 | 1 | 04/07/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |