Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Deanna Sieren Cardenas | 2809918 | 1 | 09/14/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Michael Thomas Schultz | 3053824 | 2 | 09/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
James Edward Thom | 2137278 | 2 | 09/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ann Mooney Echelmeier | 2030489 | 1 | 08/24/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Edward Thomas Miller | 1217426 | 2 | 08/16/2001 | Customer Dispute | Denied | $9,160.00 | $0.00 | See FINRA Report |
Dean Allan Anderson | 1415821 | 3 | 08/16/2001 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
James A Rosby | 1064683 | 1 | 08/14/2001 | Customer Dispute | Denied | $6,524.80 | $0.00 | See FINRA Report |
David John Schreiber | 1898453 | 2 | 08/01/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
Scott Lynwood Lee | 3039113 | 3 | 07/28/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ryan Daniel Stanley | 3083049 | 2 | 07/23/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |