Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Planeta | 2184516 | 3 | 08/13/2004 | Customer Dispute | Denied | $13,916.00 | $0.00 | See FINRA Report |
| Leonard Irvin McAdams | 2254548 | 2 | 08/09/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Randal Hosey | 2165719 | 1 | 08/06/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Jonathan R Powers | 2569866 | 3 | 07/28/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Ray Roland | 2191750 | 1 | 07/21/2004 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brian Alvin Kljun | 2129788 | 3 | 07/06/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vern F Roach | 2383982 | 1 | 07/02/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Cade | 2482269 | 1 | 06/21/2004 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Erik B Knutsen | 2748481 | 1 | 06/17/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicole Simmons Hupfer | 4023099 | 2 | 06/16/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |