Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonio Eugene Caufield | 5445529 | 1 | 03/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Sarubbi | 5306167 | 1 | 03/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zhiwei Jiang | 6832883 | 2 | 01/20/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan David Edmonds | 7515108 | 1 | 04/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Wegener | 7544689 | 1 | 07/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Ray Holt | 7733104 | 1 | 07/02/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor Coffey | 7302009 | 1 | 03/20/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Rosen | 7701451 | 1 | 09/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Fauber | 6663280 | 1 | 08/28/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip A Shelton | 7774587 | 1 | 08/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |