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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 108 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Patrick Harris4665876107/14/2015Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Gregory Veldon Monson1595996502/21/2015Customer DisputeClosed-No Action$10,595.90$0.00See FINRA Report
Steven John Duffy2308566409/23/2014Customer DisputeClosed-No Action$20,900.00$0.00See FINRA Report
Jeffrey Michael Danziger5688541205/17/2014Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Steven Lee Townsend3194048102/20/2014Customer DisputeClosed-No Action$34,295.00$0.00See FINRA Report
Thomas Orville Stenz3077860304/18/2013Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Christopher Changsu Lee5171021101/09/2013Customer DisputeClosed-No Action$54,679.20$0.00See FINRA Report
Tammie Lynn Schroeder4955772110/17/2012Customer DisputeClosed-No Action$18,413.00$0.00See FINRA Report
David Matthew Mosher1892151110/12/2012Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Jamie Burgin Richard4396019109/07/2012Customer DisputeClosed-No Action$11,000.00$0.00See FINRA Report

108 Results

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