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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 36 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel J Holohan2809850111/08/2004Customer DisputeAward / Judgment$0.00$457,914.00See FINRA Report
Rick Lynn Duncan1288675704/02/2004Customer DisputeAward / Judgment$25,830.90$25,830.90See FINRA Report
Bennett Egerton Conklin2202958101/07/2004Customer DisputeAward / Judgment$130,000.00$0.00See FINRA Report
Robert Harold Kennedy1411950107/24/2003Customer DisputeAward / Judgment$93,140.00$0.00See FINRA Report
Michael Allan Goethals2165715311/15/2002Customer DisputeAward / Judgment$43,459.00$19,222.90See FINRA Report
Kent J Calhoon2665445211/14/2002Customer DisputeAward / Judgment$100,000.00$6,400.00See FINRA Report
John Erik Zahner3126857108/30/2002Customer DisputeAward / Judgment$25,000.00$38,104.20See FINRA Report
Gregory L Seibel857172106/06/2002Customer DisputeAward / Judgment$5,000.00$83,366.50See FINRA Report
David P McHugh2593161111/16/2001Customer DisputeAward / Judgment$450,000.00$93,016.00See FINRA Report
David Lynn Hayes848399304/23/2001Customer DisputeAward / Judgment$300,000.00$14,747.00See FINRA Report

36 Results

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