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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 36 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Henry Lushina3146392206/24/2009Customer DisputeAward / Judgment$29,809.40$15,000.00See FINRA Report
Jeffrey John Gromos2599520104/17/2009Customer DisputeAward / Judgment$5,000.00$0.00See FINRA Report
Melissa Dawn Carlson4160200101/02/2009Customer DisputeAward / Judgment$5,000.00$500.00See FINRA Report
William John Holland4689486110/02/2008Customer DisputeAward / Judgment$1,000,000.00$384,864.00See FINRA Report
Patrick J Dorcey1915635303/07/2008Customer DisputeAward / Judgment$195,000.00$50,000.00See FINRA Report
Thomas Frank Belvin17778709/29/2005Customer DisputeAward / Judgment$500,000.00$440,359.00See FINRA Report
Thomas Frank Belvin17778708/08/2005Customer DisputeAward / Judgment$0.00$340,000.00See FINRA Report
Vern D Holifield2259667306/14/2005Customer DisputeAward / Judgment$4,900.00$0.00See FINRA Report
Curtis Walton Long1577818304/08/2005Customer DisputeAward / Judgment$70,744.00$16,520.00See FINRA Report
Erik Jeffrey Hendricks1328975403/07/2005Customer DisputeAward / Judgment$391,000.00$58,930.50See FINRA Report

36 Results

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