Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tara Leigh Rotfeld | 5780116 | 1 | 12/09/2020 | Customer Dispute | Award / Judgment | $21,572.00 | $0.00 | See FINRA Report |
Brian Allan Cobb | 6020022 | 1 | 06/30/2020 | Customer Dispute | Award / Judgment | $35,107.60 | $18,556.90 | See FINRA Report |
Scott Blando | 6584960 | 1 | 03/27/2020 | Customer Dispute | Award / Judgment | $50,000.00 | $150.00 | See FINRA Report |
William Richard Robertson | 2265573 | 3 | 04/26/2018 | Customer Dispute | Award / Judgment | $5,000.00 | $4,347.00 | See FINRA Report |
Stephen Steele | 6149657 | 1 | 07/15/2016 | Customer Dispute | Award / Judgment | $1,190.94 | $0.00 | See FINRA Report |
Michael David Bruch | 4585770 | 1 | 04/27/2015 | Customer Dispute | Award / Judgment | $9,119.00 | $10,119.00 | See FINRA Report |
Troy Michael Nelson | 3077843 | 3 | 02/06/2015 | Customer Dispute | Award / Judgment | $5,000,000.00 | $0.00 | See FINRA Report |
Janice Kay Wert | 4651663 | 1 | 08/29/2014 | Customer Dispute | Award / Judgment | $2,200.00 | $2,331.00 | See FINRA Report |
Robert Dwayne Williams | 1644431 | 4 | 08/19/2011 | Customer Dispute | Award / Judgment | $158,587.00 | $104,975.00 | See FINRA Report |
Gregory Robert Grimshaw | 3159496 | 2 | 03/01/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $38,300.50 | See FINRA Report |