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FINRA Broker Disclosures for Edward Jones

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edward Jones. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tara Leigh Rotfeld5780116112/09/2020Customer DisputeAward / Judgment$21,572.00$0.00See FINRA Report
Brian Allan Cobb6020022106/30/2020Customer DisputeAward / Judgment$35,107.60$18,556.90See FINRA Report
Scott Blando6584960103/27/2020Customer DisputeAward / Judgment$50,000.00$150.00See FINRA Report
William Richard Robertson2265573304/26/2018Customer DisputeAward / Judgment$5,000.00$4,347.00See FINRA Report
Stephen Steele6149657107/15/2016Customer DisputeAward / Judgment$1,190.94$0.00See FINRA Report
Jeffrey David Sustarsic3273194109/04/2015Customer DisputeAward / Judgment$0.00$14,305.80See FINRA Report
Michael David Bruch4585770104/27/2015Customer DisputeAward / Judgment$9,119.00$10,119.00See FINRA Report
Troy Michael Nelson3077843302/06/2015Customer DisputeAward / Judgment$5,000,000.00$0.00See FINRA Report
Janice Kay Wert4651663108/29/2014Customer DisputeAward / Judgment$2,200.00$2,331.00See FINRA Report
Robert Dwayne Williams1644431408/19/2011Customer DisputeAward / Judgment$158,587.00$104,975.00See FINRA Report

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