Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Allen Davis | 62048 | 1 | 09/01/1984 | Customer Dispute | Settled | $15,375.00 | $0.00 | See FINRA Report |
| William Paul Behrens | 16999 | 2 | 01/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen S Suslow | 440234 | 2 | 08/23/1982 | Customer Dispute | Award / Judgment | $70,000.00 | $21,100.00 | See FINRA Report |
| Stephen S Suslow | 440234 | 2 | 02/01/1982 | Customer Dispute | Award / Judgment | $16,663.70 | $5,492.15 | See FINRA Report |
| William Paul Behrens | 16999 | 2 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |