Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Anthony Casale | 1663936 | 8 | 10/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 05/12/1997 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Neil Martin Kleinman | 2317112 | 2 | 05/11/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Martin Kleinman | 2317112 | 2 | 05/11/1994 | Customer Dispute | Settled | $10,078.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 11/12/1992 | Customer Dispute | Settled | $39,170.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 06/08/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ezra Grayman | 500409 | 1 | 03/16/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 06/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 09/27/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |