Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Ambrose Dipenice | 1005628 | 2 | 03/21/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James M McCrory | 4140943 | 2 | 05/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 04/22/2002 | Customer Dispute | Settled | $227,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 04/20/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 10/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 04/17/2000 | Customer Dispute | Denied | $475,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 11/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 09/18/1998 | Customer Dispute | Closed-No Action | $72,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 08/24/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 06/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |