Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 01/17/2009 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| William Ambrose Dipenice | 1005628 | 2 | 12/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 11/28/2008 | Customer Dispute | Settled | $510,000.00 | $0.00 | See FINRA Report |
| Michael Neal Wolloch | 1634066 | 1 | 10/10/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Charles Peter Winnick | 1231709 | 1 | 02/23/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Stewart Byrne | 2092860 | 1 | 08/04/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 08/16/2005 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 05/18/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 03/16/2005 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 06/17/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |