Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marco Anthony Casale | 1663936 | 8 | 03/21/2011 | Customer Dispute | Settled | $21,780.50 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 09/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 07/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Athanasios Tomaras | 2722538 | 8 | 03/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James M McCrory | 4140943 | 2 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 08/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 06/22/2009 | Customer Dispute | Settled | $59,115.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 04/22/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 03/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alejandro Pedroza | 2326925 | 1 | 02/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |