Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Terrence Behrens | 1982142 | 1 | 04/17/2017 | Customer Dispute | Settled | $189,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 10/18/2016 | Customer Dispute | Settled | $189,000.00 | $0.00 | See FINRA Report |
| Bryan J Waiksnis | 2726221 | 1 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 04/27/2015 | Customer Dispute | Settled | $63,874.10 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 10/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Hackel | 232894 | 1 | 12/23/2013 | Customer Dispute | Withdrawn | $376,204.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 04/30/2013 | Customer Dispute | Settled | $569,300.00 | $0.00 | See FINRA Report |
| Richard Hunt Crockett | 1209667 | 2 | 03/18/2013 | Customer Dispute | Settled | $140,369.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 09/03/2012 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |