Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Weiss | 2009858 | 6 | 11/12/1992 | Customer Dispute | Settled | $39,170.00 | $0.00 | See FINRA Report |
Alan Weiss | 2009858 | 6 | 06/08/1992 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
George Allen Davis | 62048 | 1 | 09/01/1984 | Customer Dispute | Settled | $15,375.00 | $0.00 | See FINRA Report |