Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 06/22/2009 | Customer Dispute | Settled | $59,115.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 04/22/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 01/17/2009 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| William Ambrose Dipenice | 1005628 | 2 | 12/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 11/28/2008 | Customer Dispute | Settled | $510,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 08/16/2005 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 04/22/2002 | Customer Dispute | Settled | $227,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 04/20/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 05/12/1997 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Neil Martin Kleinman | 2317112 | 2 | 05/11/1994 | Customer Dispute | Settled | $10,078.00 | $0.00 | See FINRA Report |