Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Weiss | 2009858 | 6 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Martin Kleinman | 2317112 | 2 | 05/11/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ezra Grayman | 500409 | 1 | 03/16/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Behrens | 16999 | 2 | 01/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Paul Behrens | 16999 | 2 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |