Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 08/16/2005 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 05/18/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 03/16/2005 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| William Ambrose Dipenice | 1005628 | 2 | 03/21/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 04/22/2002 | Customer Dispute | Settled | $227,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 04/20/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 10/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 04/17/2000 | Customer Dispute | Denied | $475,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 11/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 09/18/1998 | Customer Dispute | Closed-No Action | $72,000.00 | $0.00 | See FINRA Report |