Our Staff has compiled our research into a database of FINRA Broker Disclosures for Somerset Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Burgess Hamlin | 2208505 | 10 | 10/09/2023 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 09/21/2023 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |
| Gregory Anthony | 6734377 | 1 | 03/24/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Burgess Hamlin | 2208505 | 10 | 11/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |