Our Staff has compiled our research into a database of FINRA Broker Disclosures for Somerset Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Burgess Hamlin | 2208505 | 10 | 01/29/2024 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 12/14/2023 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Andrew Templeton Murdoch | 4348536 | 2 | 12/14/2023 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Derek Richard Stamos | 6667533 | 1 | 12/13/2023 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 12/12/2023 | Customer Dispute | Settled | $189,204.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 12/11/2023 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Andrew Templeton Murdoch | 4348536 | 2 | 12/11/2023 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 12/05/2023 | Customer Dispute | Settled | $504,476.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 11/27/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 10/09/2023 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |