Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Alan Hartzmark | 1106323 | 2 | 06/05/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Vincent Reepmeyer | 372712 | 3 | 02/01/1985 | Customer Dispute | Settled | $367,962.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 01/14/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 10/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jitu G Somaya | 846167 | 2 | 09/20/1984 | Customer Dispute | Settled | $14,000,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Gary Daniel Selkowitz | 418502 | 3 | 06/04/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dean Vanech | 1107791 | 5 | 04/03/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Berens | 18877 | 7 | 01/20/1984 | Customer Dispute | Award / Judgment | $0.00 | $2,500.00 | See FINRA Report |