Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allan Bittermann | 1081760 | 2 | 03/06/1991 | Customer Dispute | Settled | $69,424.00 | $0.00 | See FINRA Report |
| Everette Maurice Hardee | 844702 | 5 | 01/16/1991 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| John Hollis Ingraham | 1549949 | 1 | 12/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Lowe | 1048806 | 2 | 11/27/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas William Damrow | 724044 | 2 | 11/01/1990 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Peter Navaretta | 1209313 | 2 | 09/12/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 05/09/1990 | Customer Dispute | Settled | $39,871.00 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 04/09/1990 | Customer Dispute | Settled | $14,325.00 | $0.00 | See FINRA Report |
| Kevin Patrick Murphy | 1384403 | 2 | 02/01/1990 | Customer Dispute | Settled | $49,300.00 | $0.00 | See FINRA Report |
| Paul J Colligan | 1611890 | 4 | 01/19/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |