Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Gerald Lenane | 723201 | 2 | 07/27/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Iovino | 1393469 | 7 | 07/21/1992 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Kenneth John Murphy | 1659955 | 2 | 06/09/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Iovino | 1393469 | 7 | 06/05/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| H. Peter Petrosky | 1300861 | 4 | 05/15/1992 | Customer Dispute | Award / Judgment | $9,999.00 | $0.00 | See FINRA Report |
| Anthony Charles Ruda | 1132018 | 1 | 04/28/1992 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| John Patrick Keating | 2510363 | 4 | 04/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Montville | 2037595 | 2 | 04/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| H. Peter Petrosky | 1300861 | 4 | 03/30/1992 | Customer Dispute | Award / Judgment | $2,628.07 | $2,628.07 | See FINRA Report |
| Steven R Baaden | 1266766 | 8 | 02/13/1992 | Customer Dispute | Award / Judgment | $574,797.00 | $102,364.00 | See FINRA Report |