Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Valeo | 452290 | 2 | 08/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Hoctor | 855965 | 1 | 08/11/1987 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Robert Richard Walsh | 722847 | 1 | 06/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Michael Legg | 712395 | 1 | 06/26/1985 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Bruce Alan Hartzmark | 1106323 | 3 | 06/05/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Vincent Reepmeyer | 372712 | 3 | 02/01/1985 | Customer Dispute | Settled | $367,962.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 01/14/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 10/01/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jitu G Somaya | 846167 | 2 | 09/20/1984 | Customer Dispute | Settled | $14,000,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |