Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven R Baaden | 1266766 | 9 | 02/13/1992 | Customer Dispute | Award / Judgment | $574,797.00 | $102,364.00 | See FINRA Report |
| Robert John Murphy | 1226620 | 4 | 01/25/1992 | Customer Dispute | Settled | $89,038.00 | $0.00 | See FINRA Report |
| Walter Alan Cooper | 1161357 | 4 | 01/01/1992 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Marisela Blandon | 732374 | 1 | 08/17/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 08/17/1991 | Customer Dispute | Award / Judgment | $5,048,000.00 | $2,538,520.00 | See FINRA Report |
| Bruce Jay Lessinger | 848330 | 1 | 06/28/1991 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William John Vlahoulis | 1039742 | 6 | 06/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 04/09/1991 | Customer Dispute | Award / Judgment | $1,499,000.00 | $150,000.00 | See FINRA Report |
| David Allan Bittermann | 1081760 | 2 | 03/06/1991 | Customer Dispute | Settled | $69,424.00 | $0.00 | See FINRA Report |
| John Hollis Ingraham | 1549949 | 1 | 12/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |