Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John D Coombs | 1264907 | 3 | 10/15/1996 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Paul Michael Sportelli | 1851708 | 3 | 10/01/1996 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Stephen James Connaughton | 2321690 | 3 | 08/22/1996 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| David Kaghan Schoenkin | 1571601 | 2 | 08/19/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $788.00 | See FINRA Report |
| Matthew Brian Cohen | 2180477 | 4 | 07/25/1996 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Benjamin Michael Davis | 2084509 | 1 | 07/24/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| H. Peter Petrosky | 1300861 | 4 | 05/06/1996 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Hord | 830170 | 3 | 05/06/1996 | Customer Dispute | Award / Judgment | $981,823.00 | $375,000.00 | See FINRA Report |
| Marc Henry Fine | 1990219 | 1 | 03/25/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerald Jay Hymen | 1379370 | 6 | 01/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |