Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John D Coombs | 1264907 | 3 | 08/01/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 07/26/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Gerald Lenane | 723201 | 2 | 07/01/1993 | Customer Dispute | Settled | $60,604.00 | $0.00 | See FINRA Report |
| David Kaghan Schoenkin | 1571601 | 2 | 06/01/1993 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Matthew Weitz | 4015906 | 1 | 04/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Robert Riffle | 1742904 | 2 | 04/23/1993 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Juan Francisco Manteiga | 722681 | 1 | 01/12/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Charles Eklund | 1534788 | 2 | 01/11/1993 | Customer Dispute | Settled | $79,900.00 | $0.00 | See FINRA Report |
| Lawrence Harold David | 1739405 | 4 | 10/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Gerard Luther | 839909 | 1 | 08/24/1992 | Customer Dispute | Settled | $90,323.00 | $0.00 | See FINRA Report |