Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan Simeon Fingerer | 2295064 | 2 | 11/11/1997 | Customer Dispute | Denied | $92,940.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 10/31/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William John Vlahoulis | 1039742 | 6 | 09/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Jaffe | 1340770 | 8 | 09/05/1997 | Customer Dispute | Award / Judgment | $190,382.00 | $45,000.00 | See FINRA Report |
| Stuart Hamilton Whitlock | 465725 | 3 | 07/24/1997 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 06/30/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Mardyks | 1047645 | 3 | 06/19/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Vincent Reepmeyer | 372712 | 3 | 05/13/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laurence Marc Stanger | 1805575 | 1 | 05/12/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Ahrens | 2630177 | 1 | 05/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |