Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory James Miller | 1043259 | 4 | 07/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Shane Kahane | 2271030 | 4 | 05/13/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Berens | 18877 | 7 | 05/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Boyle | 1206885 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Keesal | 5359696 | 2 | 02/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 01/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Mary Rogan | 1203635 | 1 | 01/09/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Fine | 1398447 | 9 | 12/22/1997 | Customer Dispute | Denied | $11,252.00 | $0.00 | See FINRA Report |
| Kevin Monaco | 2119652 | 3 | 11/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Edward Allen | 2712784 | 2 | 11/13/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |