Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gail F Perrymason | 1843678 | 8 | 11/01/1994 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| David Jerome Naert | 1532335 | 3 | 10/26/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Harvey Olephant | 1219613 | 5 | 10/14/1994 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Bill Michael Friedrich | 3208059 | 7 | 10/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Walsh | 712161 | 4 | 10/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 09/23/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Silvia | 4157668 | 1 | 09/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Orpheos Gullo | 2250333 | 1 | 08/09/1994 | Customer Dispute | Award / Judgment | $184,564.00 | $500.00 | See FINRA Report |
| Ralph Milburn Jones | 860887 | 2 | 06/07/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |