Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliot Fine | 1398447 | 9 | 12/08/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Andre Venzara | 1565357 | 3 | 11/27/1998 | Customer Dispute | Settled | $55,423.10 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 11/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 11/20/1998 | Customer Dispute | Award / Judgment | $87,050.20 | $0.00 | See FINRA Report |
| John James Pescatore | 2183696 | 2 | 10/23/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gajendra Kumar Suri | 1500945 | 1 | 10/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Edward Rice | 375302 | 4 | 10/05/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ian Hassenbein | 2305932 | 1 | 10/01/1998 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| William Vincent Reepmeyer | 372712 | 3 | 08/31/1998 | Customer Dispute | Settled | $673,085.00 | $0.00 | See FINRA Report |
| John James Pescatore | 2183696 | 2 | 08/26/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |