Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Shane Kahane | 2271030 | 4 | 06/08/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 05/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 05/14/1999 | Customer Dispute | Denied | $8,800.00 | $0.00 | See FINRA Report |
| John Anthony Meskunas | 1978055 | 2 | 05/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Merlo | 2321726 | 2 | 04/28/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lynn S Shecter | 710967 | 1 | 04/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Odell | 2284725 | 3 | 04/26/1999 | Customer Dispute | Settled | $40,425.00 | $0.00 | See FINRA Report |
| Diana Libuano Ruhtenberg | 1671444 | 3 | 04/23/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Andre Venzara | 1565357 | 3 | 04/23/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Monica Rene Schepis | 4621156 | 1 | 03/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |