Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Murphy | 1226620 | 4 | 03/08/2000 | Customer Dispute | Settled | $166,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 02/22/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Martin Joseph Bannon | 729021 | 3 | 02/12/2000 | Customer Dispute | Settled | $756,000.00 | $0.00 | See FINRA Report |
| Allen Duane O'Brian | 350309 | 2 | 02/01/2000 | Customer Dispute | Settled | $116,489.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 20 | 01/29/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Elliot Fine | 1398447 | 9 | 01/28/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 01/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Alan Math | 1815937 | 3 | 01/18/2000 | Customer Dispute | Award / Judgment | $20,820.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 12/30/1999 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Charles Sidney Sloane | 426464 | 3 | 12/09/1999 | Customer Dispute | Settled | $113,142.00 | $0.00 | See FINRA Report |