Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Iovino | 1393469 | 7 | 01/05/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 12/29/2000 | Customer Dispute | Denied | $41,100.00 | $0.00 | See FINRA Report |
| Drake Rodney Sacks | 1537436 | 1 | 12/19/2000 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Eric Robert Gauster | 2416301 | 6 | 12/12/2000 | Customer Dispute | Settled | $400,503.00 | $0.00 | See FINRA Report |
| Stella Ma Desantis | 2621705 | 7 | 12/11/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael J Squellati | 2720722 | 5 | 12/06/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald McPherrin Weller | 5729143 | 2 | 11/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Henshaw | 2606564 | 1 | 11/13/2000 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Sayke Robert Reilley | 2814096 | 3 | 11/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 10/23/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |