Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Judith Rappaport-Steiner | 1938873 | 2 | 03/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Raymond Nathe | 2015831 | 2 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ernest Sean Mishne | 2091091 | 4 | 03/16/2001 | Customer Dispute | Award / Judgment | $750,000.00 | $275,000.00 | See FINRA Report |
| Jeffrey David Clark | 1893501 | 3 | 03/15/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Drew Michael Keenan | 2146168 | 1 | 03/06/2001 | Customer Dispute | Closed-No Action | $90,604.30 | $0.00 | See FINRA Report |
| Michael J Squellati | 2720722 | 5 | 03/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Jeffrey Weinstein | 2252636 | 4 | 02/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Harold David | 1739405 | 4 | 02/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irwin Norman Mazur | 1729541 | 1 | 02/12/2001 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 01/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |