Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Doherty | 500784 | 2 | 04/25/2002 | Customer Dispute | Denied | $26,874.20 | $0.00 | See FINRA Report |
| Joseph Anthony Guttilla | 2897149 | 1 | 04/02/2002 | Customer Dispute | Denied | $9,375.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 04/01/2002 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Stella Ma Desantis | 2621705 | 7 | 03/28/2002 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 03/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Carpenter | 1259654 | 2 | 03/18/2002 | Customer Dispute | Settled | $11,141.00 | $0.00 | See FINRA Report |
| Randall Funk Pearson | 1098289 | 1 | 02/11/2002 | Customer Dispute | Settled | $42,859.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 02/06/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 02/04/2002 | Customer Dispute | Settled | $684,558.00 | $0.00 | See FINRA Report |
| Peter Paul Rembalsky | 2185734 | 5 | 01/22/2002 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |