Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Alan Jaffe | 1340770 | 8 | 06/30/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Walter McGuirk | 2895403 | 1 | 06/03/2020 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Russell Ogan | 1517211 | 1 | 05/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 05/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Brenda Joette Obrien | 1587005 | 1 | 04/23/2020 | Customer Dispute | Denied | $59,653.10 | $0.00 | See FINRA Report |
| David Phillip Brandt | 28908 | 4 | 04/23/2020 | Customer Dispute | Denied | $59,653.10 | $0.00 | See FINRA Report |
| Maurice Gordon Stuffmann | 439058 | 3 | 04/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allan Bittermann | 1081760 | 2 | 04/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kenneth Louderbaugh | 1282165 | 2 | 03/25/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John B Lawler | 2155307 | 2 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |