Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stella Ma Desantis | 2621705 | 7 | 03/28/2002 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 03/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Frederick Schaefer | 2125180 | 2 | 02/25/2002 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |
| Randall Funk Pearson | 1098289 | 1 | 02/11/2002 | Customer Dispute | Settled | $42,859.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 02/04/2002 | Customer Dispute | Settled | $684,558.00 | $0.00 | See FINRA Report |
| Peter Paul Rembalsky | 2185734 | 5 | 01/22/2002 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Robert Paul Fantozzi | 2479746 | 2 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 01/11/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kenneth Louderbaugh | 1282165 | 2 | 01/08/2002 | Customer Dispute | Denied | $35,699.30 | $0.00 | See FINRA Report |
| Mark Allen Frommer | 1553129 | 6 | 12/16/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |