Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Oshaughnessey | 353813 | 1 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Gauster | 2416301 | 6 | 07/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stella Ma Desantis | 2621705 | 7 | 07/08/2002 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 07/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Linda Lahay | 1418175 | 1 | 06/18/2002 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Mark George Serrian | 1774263 | 2 | 06/07/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 06/07/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Edward Doherty | 500784 | 2 | 04/25/2002 | Customer Dispute | Denied | $26,874.20 | $0.00 | See FINRA Report |
| Joseph Anthony Guttilla | 2897149 | 1 | 04/02/2002 | Customer Dispute | Denied | $9,375.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 04/01/2002 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |