Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Williams | 826960 | 5 | 04/25/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter James Muldowney | 2164998 | 3 | 04/21/2003 | Customer Dispute | Award / Judgment | $204,994.00 | $43,313.00 | See FINRA Report |
| Serafin Paed Aquino | 1603285 | 4 | 04/08/2003 | Customer Dispute | Award / Judgment | $135,000.00 | $66,100.00 | See FINRA Report |
| David Andrew Beaton | 1769109 | 1 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 7 | 04/07/2003 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Kenneth Bernard Gold | 1234570 | 3 | 03/27/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Young | 1520934 | 1 | 03/24/2003 | Customer Dispute | Award / Judgment | $65,000.00 | $10,282.00 | See FINRA Report |
| Brian Francis Hayes | 2938688 | 2 | 03/20/2003 | Customer Dispute | Settled | $480,000.00 | $0.00 | See FINRA Report |
| Sean C Sill | 1960536 | 5 | 03/12/2003 | Customer Dispute | Closed-No Action | $16,867.80 | $0.00 | See FINRA Report |
| Demos Argyros | 1325219 | 6 | 03/06/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |