Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric David Gartland | 2134085 | 1 | 06/21/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Paul Rembalsky | 2185734 | 5 | 06/21/2004 | Customer Dispute | Settled | $354,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 05/28/2004 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| David Howard Lazarus | 1111946 | 1 | 04/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gail F Perrymason | 1843678 | 8 | 04/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Weinstein | 2252636 | 4 | 04/05/2004 | Customer Dispute | Award / Judgment | $25,000.00 | $18,221.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 03/31/2004 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/22/2004 | Customer Dispute | Denied | $25,300.00 | $0.00 | See FINRA Report |
| Duane Clifton Larue | 2275945 | 1 | 03/16/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Nicolosi | 2109197 | 4 | 03/09/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |