Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Marc Shalmi | 1293269 | 9 | 09/30/2005 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Jack Meyer Zahl | 2533940 | 2 | 07/28/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Mark George Serrian | 1774263 | 2 | 07/13/2005 | Customer Dispute | Settled | $517,500.00 | $0.00 | See FINRA Report |
| George Hillyer Connerat | 1163686 | 2 | 07/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Werdesheim | 2351265 | 4 | 07/01/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 07/01/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Sherry Lynn Buhrle | 1683581 | 1 | 06/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Benjamin Wickard | 1461822 | 1 | 06/06/2005 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Alan Joshua Sokol | 1810234 | 1 | 05/31/2005 | Customer Dispute | Closed-No Action | $55,290.10 | $0.00 | See FINRA Report |
| James Allen Walker | 1085374 | 2 | 05/18/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |