Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Schwocho-Tunnecliffe | 2505611 | 1 | 06/01/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Craig Salk | 1595150 | 2 | 05/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jude Thaddeus Charleston | 1477656 | 6 | 03/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James George Beyloune | 1855391 | 1 | 02/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Todd Christopher Wiggins | 2370989 | 1 | 02/13/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Andrew Seth Martin | 2410569 | 4 | 12/21/2006 | Customer Dispute | Award / Judgment | $450,000.00 | $236,394.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 11/06/2006 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Robert John Murphy | 1226620 | 4 | 10/18/2006 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 10/18/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sayke Robert Reilley | 2814096 | 3 | 07/17/2006 | Customer Dispute | Settled | $9,075.00 | $0.00 | See FINRA Report |