Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jude Thaddeus Charleston | 1477656 | 6 | 07/17/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Phillip Brandt | 28908 | 4 | 07/10/2007 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Leonard Joseph Silvester | 2196632 | 4 | 06/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Craig Salk | 1595150 | 2 | 05/19/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliot Fine | 1398447 | 9 | 04/30/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jude Thaddeus Charleston | 1477656 | 6 | 03/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas William Damrow | 724044 | 2 | 03/13/2007 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| James George Beyloune | 1855391 | 1 | 02/22/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Todd Christopher Wiggins | 2370989 | 1 | 02/13/2007 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 01/23/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |