Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Brian Cohen | 2180477 | 4 | 01/10/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Todd Christopher Brady | 2454762 | 1 | 01/08/2008 | Customer Dispute | Closed-No Action | $287,452.00 | $0.00 | See FINRA Report |
| Steven Shane Kahane | 2271030 | 4 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Shane Kahane | 2271030 | 4 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lynley R Cavanaugh | 2068065 | 1 | 12/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrea Loughlin | 722450 | 1 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Green | 4183960 | 1 | 10/25/2007 | Customer Dispute | Denied | $12,257.00 | $0.00 | See FINRA Report |
| Jorge Alejandro Hollander | 3075321 | 2 | 10/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Francis Hayes | 2938688 | 2 | 10/16/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Frederick Schaefer | 2125180 | 2 | 10/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |