Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Horacio Gomez-Rabago | 4437037 | 7 | 07/01/2008 | Customer Dispute | Denied | $259,734.00 | $0.00 | See FINRA Report |
| Robert J Daries | 2384902 | 2 | 06/27/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laurence Joseph Wulker | 834203 | 2 | 06/18/2008 | Customer Dispute | Denied | $6,378.00 | $0.00 | See FINRA Report |
| Daniel Sullivan | 6702191 | 2 | 06/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 06/06/2008 | Customer Dispute | Denied | $418,430.00 | $0.00 | See FINRA Report |
| James Creighton Collins | 2860734 | 1 | 05/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew George Watson | 2717228 | 1 | 04/30/2008 | Customer Dispute | Settled | $4,264.79 | $0.00 | See FINRA Report |
| Gregory Steven White | 1107013 | 1 | 04/28/2008 | Customer Dispute | Settled | $11,000,000.00 | $0.00 | See FINRA Report |
| Sanford Alan Haber | 2164396 | 3 | 04/15/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Edward Levin | 307771 | 3 | 04/14/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |