Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Nicolosi | 2109197 | 4 | 09/22/2008 | Customer Dispute | Denied | $20,901.00 | $0.00 | See FINRA Report |
| Charles Marc Shalmi | 1293269 | 9 | 09/18/2008 | Customer Dispute | Closed-No Action | $83,227.00 | $0.00 | See FINRA Report |
| Sean C Sill | 1960536 | 5 | 09/17/2008 | Customer Dispute | Denied | $17,353.10 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 09/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Karl Harchick | 2559803 | 1 | 08/19/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 08/18/2008 | Customer Dispute | Pending | $356,700.00 | $0.00 | See FINRA Report |
| Andrew L Wolff | 2202514 | 2 | 08/18/2008 | Customer Dispute | Award / Judgment | $0.00 | $67,113.80 | See FINRA Report |
| Christopher Francis Sullivan | 4731737 | 1 | 08/18/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Sanford Alan Haber | 2164396 | 3 | 07/31/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Dale Chamberlin | 2433292 | 2 | 07/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |