Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Rosenmayer | 2352488 | 23 | 05/25/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Tyler William Pratt | 4384484 | 3 | 05/17/2023 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Hong Anh McGill | 2075513 | 5 | 05/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler William Pratt | 4384484 | 3 | 05/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonard Joseph Silvester | 2196632 | 5 | 04/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 03/29/2023 | Customer Dispute | Settled | $231,826.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/29/2023 | Customer Dispute | Settled | $231,826.00 | $0.00 | See FINRA Report |
| Cesar Augusto Hurtado | 4137948 | 4 | 03/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 03/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler William Pratt | 4384484 | 3 | 03/07/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |